Investment Governance Specialist

Country: Luxembourg

City: Luxembourg

Department: Non Traditional Assets & Investment Monitoring

Contract type: Permanent

Publication date: 5/2/2017

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Job description

Your Role
 

  • Provide support with the risk and compliance monitoring of our internal dedicated or collective funds’ investment restrictions and investment strategy and ensure a close monitoring of our clients suitability profile in order to mitigate Lombard International Assurance financial, operational, legal and reputational risks;
  • Undertake and manage the necessary due diligence processes related to investment products and conduct autonomously a  regulatory, financial, legal and reputation risk analysis and propose and implement mitigation in reviewing plain vanilla assets and alternative investments (hedge funds / structured products / derivatives / distressed investments);
  • Review and enhance the securities master database (plain vanilla assets and alternative investments) and identify concerns for the Company from a regulatory, risk and compliance perspective;
  • Perform legal analysis of regulatory developments affecting the investment area and proactive follow-up with the legal and compliance departments to coordinate adequate implementation;
  • Review of contractual documentation such as investment management agreements, Funds’ subscription agreements and private placement memorandum, alternative investments term sheets and ensure compliance with all regulatory developments and ensure compliance and adequate legal protection for the Company;
  • Coordinate implementation projects related to enhanced assessment and controls of investment strategies and their compliance with the client risk profile;
  • Support the maintenance of our internal investment compliance tools and contribute to investment compliance projects.
 
 
Your Profile
 
  • University degree in business law/finance (BAC + 5);
  • The ideal candidate will have a demonstrated track record of regulatory compliance and legal analysis as to investment products, typically as a legal banker or investment compliance officer;
  • Extensive knowledge of investment products and their use in portfolio management;
  • Knowledge of the local and European regulatory and compliance framework in the investment area (EMIR, PRIIP’s, Market Abuse regulations,…) with a solid experience and deep understanding in  legal investment and/or fund compliance;
  • Global knowledge of unit linked life insurance products;
  • Knowledge of Fund Accounting processes/standards;
  • Good knowledge in a financial information system as Bloomberg, Telekurs or Reuters;
  • Good knowledge of MS Office, especially Excel. Knowledge of Xentis is regarded as an asset.
 
 
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