Investment Compliance Officer

Country: Luxembourg

City: Luxembourg

Department: Non Traditional Assets & Investment Monitoring

Contract type: Permanent

Publication date: 6/7/2017


Job description

Your role

  • Support the maintenance of the securities master database: setup, update and review of eligible assets according to the legal and regulatory restrictions (as issued by applicable CAA regulations and other applicable European legislation);
  • Support the maintenance of all the documentation supporting the asset creation (such as commercial fact sheets and constitutional documents);
  • Pre-compliance checks of new portfolio investments in accordance with home and host country regulations;
  • Deal with day-to-day queries from internal and external clients on investment compliance topics;
  • Monitor applicable compliance regulations and update internal policies and procedures;
  • Review of contractual documentation, including the internal assessment of investment strategies and their compliance with the client risk profile;
  • Support the maintenance of our internal investment compliance tools and contribute to investment compliance projects. 
Your profile
  • Good knowledge of financial products and their use in portfolio management;
  • Knowledge of the regulatory and compliance framework with a solid experience in fund compliance and monitoring of investment restrictions;
  • Global knowledge of unit linked life insurance products;
  • Knowledge of Fund Accounting processes/standards;
  • Good knowledge in a financial information system as Bloomberg, Telekurs or Reuters;
  • Good knowledge of MS Office, especially Excel. Knowledge of Xentis is regarded as an asset. 
LinkedIn: #LI-MB1


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